Our solutions for broker-dealers

Digital onboarding, AML screening and in-life monitoring of your client base

For both agency and retail brokers, KYC onboarding
processes can create a significant bottleneck when
it comes to realising new revenue and increasing market
share.

This can create unnecessary friction between
compliance and business teams who are trying to
ensure regulatory compliance is adhered to whilst
providing a positive customer experience.

RiskScreen OnBoard allows our clients to map their
KYC policy instructions to a digital framework, enabling
the automation of KYC onboarding through a straight
through process.

By streamlining the full onboarding process on one
consolidated platform, we help our clients reduce
costs, improve operational efficiencies and ensure
regulatory compliance.

The RiskScreen ecosystem

The RiskScreen AML platform provides an end-to-end solution for your management and protection against financial crime. Choose single or multiple modules, as your organisation requires.

Save weeks of work by conducting digital identity verification of individuals, as well as full KYC and KYB screening checks through your dedicated web portal and mobile app.

The risk levels you decided at onboarding can then carry through to your ongoing screening and monitoring.

AML screening against sanctions, PEP and watch list data – as well as adverse media – to establish your customer’s risk level.

Screen as a one-off at point of sale or pre-onboarding, then follow this up with ongoing scheduled batch screening across your customer base – so you’re alerted about changes, and can be confident in your exposure.

Revolutionise your decision making with RiskScreen’s in-life monitoring modules.

Turn your existing static and dynamic customer information into hot data for real-time risk analytics and reporting with our truly transformational approach to data and risk management.

Find out why RiskScreen is the smarter way to combat money laundering

Any screening technology is only as good as its underlying data. That’s why work to find the best providers, ensuring you get screening matches you can trust.

Resources

The latest news, commentary and events from RiskScreen. For industry insight, visit our AML insight hub, KYC360.

Used by over 30,000 compliance professionals for AML news & analysis. Free CPD wallet.

Company

RiskScreen was founded by experts in financial crime. It’s because of this unrivalled subject matter expertise that companies choose to partner with us.